Investment dealers

Building upon a decade of production use at leading investment dealers, PortfolioAid promotes a strong and healthy culture of compliance for IIROC and MFDA member dealers.

PortfolioAid360

PortfolioAid360 is PortfolioAid’s flagship solution in its suite of governance, risk, and compliance (GRC) applications for financial services. Its powerful security risk rating engine, enhanced suitability assessments, issue management dashboards, unique trending analytics, and powerful advisor tools help leading Canadian investment dealers promote a healthy and positive culture of compliance.

PA360 is accessible to all compliance stakeholders including compliance officers, branch managers, investment advisors, and administrative staff. As compliance is a shared responsibility, greater access, insight, and effective collaboration tools offer tremendous competitive advantages.

Insight360

Build, analyze, and re-balance client portfolios with assurances that KYC risk tolerance and investment objectives are being observed. Allow your organization to benefit with Insight360 for a harmonized approach to suitability modelling.

Inform360

Inform360 is designed for Canadian investment dealers that are required to deliver Mutual Fund / ETF Facts documents to clients as outlined in National Instrument 81-101 and the POS III amendments. Inform360 is an add-on module to PortfolioAid’s flagship application, PortfolioAid360.