Import, construct, and analyze mock portfolios with assurance that key suitability indicators including investor risk profiles, investment objectives, and portfolio concentration rules are aligned with regulatory expectations.
In an effort to protect investors, securities regulators make and enforce rules, including KYC, KYP, and Suitability Obligations. These are considered principal responsibilities owed by advisors to their clients and a cornerstone of the investor protection regime.
Meaningful dialogues with clients are necessary to obtain a solid understanding of their accurate risk tolerance and investment objectives and to explain how a proposed investment strategy is suitable for the client considering the client’s investment needs.
This is where PortfolioAid can provide insight.
Build, analyze, and re-balance client portfolios with assurance their risk profile and investment objectives are being observed. Allow your organization to benefit with a harmonized approach to suitability modelling.
What is PA Insight used for?
- Prospecting
- Client portfolio reviews
- Portfolio construction
- Portfolio re-balancing
- Advisor on-boarding
Please contact us for a demo of PA Insight today.
Highlights
- Pre-populated risk ratings and investment objectives match dealer syntax as presented in dealer NCAF.
- Portfolio suitability summary comparing KYC target allocations to actual allocations.
- Colour-coded indicators highlighting suitability status
- Custom PDF report exports
- PortfolioAid360 users: PA Insight can be pre-populated with existing client KYC data for risk, investment objectives, tolerance thresholds, portfolio holdings, and security ratings.
