Research and show evidence of product peer comparisons for mutual funds, ETFs, stocks, and bonds (per Client Focused Reforms NI 31-103).
To protect investors, securities regulators enforce Know Your Products (KYP) rules for dealers and advisors to ensure that investment strategies satisfy suitability obligations. These are considered principal responsibilities by both dealers and advisors and a cornerstone of the investor protection regime.
PA Compare satisfies advisor obligations to evidence effective product peer comparisons as mandated in the CSA’s Client Focused Reforms (CFRs) regulations (per NI 31-103). With an extensive list of asset classes to choose from, PA Compare can be deployed as a stand-alone solution or as a PortfolioAid360 add-on module.
Please contact us for a demo of PA Compare today.
Highlights
- PA Compare allows for product peer comparisons for mutual funds, ETFs, stocks, and bonds.
- With built-in product filters, advisors can quickly and easily create curated short lists of effective comparisons.
- Built-in attestation workflows provide evidence of peer comparisons.
