Toronto September 2, 2013 – MFDA announced additional clarification regarding amendments to MFDA By-law No. 1, Rule 2.5.5 (Branch Manager) and Policy No. 2 Minimum Standards for Account Supervision regarding remote branch supervision.
As a leading provider of intelligent compliance solutions, PortfolioAid is pleased to support dealer members who are looking to deploy remote branch supervision.
PortfolioAid works with clients to integrate their supervisory structure into PortfolioAid360 ensuring a consistent and uniform compliance framework at the dealer member.
PortfolioAid is pleased to support clients who choose the remote branch supervision model.