man pointing at graphs in a printed report

Investment Dealers

Building upon a decade of production use at leading investment dealers, PortfolioAid promotes a strong and healthy culture of compliance for CIRO regulated firms.

PortfolioAid360

PortfolioAid360 is PortfolioAid’s flagship solution in its suite of governance, risk, and compliance (GRC) applications for financial services. Its powerful security risk rating engine, enhanced suitability assessments, issue management dashboards, unique trending analytics, and powerful advisor tools help leading Canadian mutual fund dealers promote a healthy and positive culture of compliance.

PorfolioAid360 is accessible to all compliance stakeholders including compliance officers, branch managers, investment advisors, and administrative staff. As compliance is a shared responsibility, greater access, insight, and effective collaboration tools offer tremendous competitive advantages.

PA Insight

Build, analyze, and re-balance client portfolios with assurances that KYC risk profiles and investment objectives are being observed. Allow your organization to benefit from PA Insight for a harmonized approach to suitability modelling.

PA Inform

PA Inform is designed for Canadian investment dealers that are required to deliver Mutual Fund / ETF Facts documents to clients as outlined in National Instrument 81-101 and the POS III amendments. PA Inform is an add-on module to PortfolioAid’s flagship application, PortfolioAid360.

PA Monitor

PA Monitor satisfies dealer and advisor obligations to monitor approved product offerings for significant changes in structure, features, risks and costs as mandated in the CSA’s Client Focused Reforms (CFRs) regulations. With an extensive list of asset classes (i.e. mutual funds, ETFs, stocks, bonds) and data points to choose from, PA Monitor can be deployed as a stand-alone solution or as an add-on module to PortfolioAid360.

PA Compare

PA Compare satisfies advisor obligations to evidence effective product peer comparisons as mandated in the CSA’s Client Focused Reforms (CFRs) regulations. With an extensive list of asset classes (i.e. mutual funds, ETFs, stocks, and bonds) to choose from, PA Compare can be deployed as a stand-alone solution or as an add-on module to PortfolioAid360.