Award-winning wealth compliance software, including vendor-managed product risk ratings, trade supervision dashboards, portfolio suitability alerts, integrated case management, and audit-ready reporting.

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Monitor daily changes to structure, features, risk, and costs of funds, ETFs, stocks, and bonds (per Client Focused Reforms - NI 31-103).

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Research and show evidence of product peer comparisons for mutual funds, ETFs, stocks, and bonds (per Client Focused Reforms NI 31-103).

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Import, construct, and analyze mock portfolios with assurance that key suitability indicators including investor risk profiles, investment objectives, and portfolio concentration rules are aligned with regulatory expectations.

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Augment suitability reviews with a holistic portfolio risk score using PortfolioAid Prime. Valuable for managed and discretionary programs, PortfolioAid’s proprietary portfolio risk metrics provide supervisors with added insight.

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Digitally deliver Mutual Fund and ETF Fund Facts documents to investors prior to product purchase - complete with evidence capture and trade monitoring (per POS regulations - NI 81-101).

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We Are PortfolioAid

PortfolioAid is a provider of intelligent compliance solutions with a mission of improving integrity and efficiency in the investment industry through consulting services and ground-breaking software.

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What We Do

We make a difference by providing intelligent tools to improve the ease, accuracy, and cost-efficiency of compliance activities. Our solution identifies transactions and accounts requiring review, automated report generation, and assists case management.

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PortfolioAid News

We are often attending events and making a splash. Check out the most recent mentions of PortfolioAid in the news.

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