Investment dealers

Building upon a decade of production use at leading investment dealers, PortfolioAid promotes a strong and healthy culture of compliance for IIROC and MFDA member dealers.

PortfolioAid360°

PortfolioAid360° is PortfolioAid’s flagship solution in its suite of governance, risk, and compliance (GRC) applications for financial services. Its powerful security risk rating engine, enhanced suitability assessments, issue management dashboards, unique trending analytics, and powerful advisor tools help leading Canadian investment dealers promote a healthy and positive culture of compliance.

PA360° is accessible to all compliance stakeholders including compliance officers, branch managers, investment advisors, and administrative staff. As compliance is a shared responsibility, greater access, insight, and effective collaboration tools offer tremendous competitive advantages.

Advisor360°

Advisor360° is designed for investment dealers who want to quantitatively measure risk at the advisor level and gain visibility into the underlying cause of that risk. Advisor360° is an add-on module to PortfolioAid360°.

Branch360°

Branch360° is designed for investment dealers who want to quantitatively measure risk at the branch level and gain visibility into the underlying cause of that risk. Branch360° is an add-on module to PortfolioAid360°.

POS360°

POS360° is designed for Canadian investment dealers that are required to deliver Fund Facts documents prior to new mutual fund purchases as outlined in National Instrument 81-101 and the POS III amendments. POS360° is an add-on module to PortfolioAid’s flagship application, PortfolioAid360°.